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About CIRO
About CIRO
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Mutual Fund Dealers - Québec
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Becoming a Dealer Member
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Home /
Rules and Enforcement /
Enforcement /
Andersen, Robin

Andersen, Robin

File Number

200508

Status

Concluded

Outcome

Fine $200000.00; Prohibition

Relevant documents:

File

Decision200508.pdf

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About CIRO
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Mutual Fund Dealers - Québec
- Members
- Public
Becoming a Dealer Member
- Becoming a Dual-Registered Firm
- Requesting a Business Change
News Room